Best Investors Account Sign in

Richard James Perry

Northwestern Mutual Investment Services, LLC

Lincoln, NE

Claim This Profile
Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2025-08-20
  • NE RA
    APPROVED
    Since 2025-08-20

Branch Locations

8333 Glynoaks Dr Suite 100, Lincoln, NE 68516 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Richard Perry Cincinnati OH 08/2017 12/2020
Amazon Hebron KY 12/2015 08/2017
David Shuley Cincinnati OH 11/2020 12/2020
Northwestern Mutual Investment Services Llc Lincoln NE 02/2021 Present
A Stevens Cincinnati OH 01/2021 08/2025
David Shuley Cincinnati OH 01/2021 08/2025
Brent Shaw Cincinnati OH 06/2021 08/2025
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2021 Present
Sean A Murphy Cincinnatti OH 08/2023 08/2025
Nathan Elias Lincoln NE 08/2025 Present
  • 08/2017 → 12/2020
    Richard Perry
    Cincinnati, OH
  • 12/2015 → 08/2017
    Amazon
    Hebron, KY
  • 11/2020 → 12/2020
    David Shuley
    Cincinnati, OH
  • 02/2021 → Present
    Northwestern Mutual Investment Services Llc
    Lincoln, NE
  • 01/2021 → 08/2025
    A Stevens
    Cincinnati, OH
  • 01/2021 → 08/2025
    David Shuley
    Cincinnati, OH
  • 06/2021 → 08/2025
    Brent Shaw
    Cincinnati, OH
  • 06/2021 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 08/2023 → 08/2025
    Sean A Murphy
    Cincinnatti, OH
  • 08/2025 → Present
    Nathan Elias
    Lincoln, NE
Previous Registrations
  • 2005-01-26 → 2009-11-10
    Fort Washington Investment Advisors Inc
    Cincinnati, OH
  • 2009-06-22 → 2009-07-15
    Strategic Institutional Consulting Group, Llc
    Cincinnati, OH
    Southfield, MI
  • 2002-07-31 → 2003-08-12
    Feg
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-01
  • S66 Uniform Combined State Law Examination
    2021-05-01
Other Names
  • Richard James Perry
  • Rick Perry
  • Rick Perry
  • Rick Perry

View on SEC IAPD

Other Firms

AMERITAS ADVISORY SERVICES, LLC
AMERITAS INVESTMENT PARTNERS, INC.
LPL FINANCIAL LLC
U.S. BANCORP ADVISORS, LLC
WELLS FARGO CLEARING SERVICES, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES

Other Investors

LINDA D THRAEN
THERESA JEAN OCHS
JULIE ANN SCHADT
JEREMY MICHAEL ROBSON
SCOTT RAYMOND FARMEN
JEFFREY BRIAN FERN
MICHAEL EUGENE SHOEMAKER
GARY LEON PETTITT

Other Offices

AMERITAS ADVISORY SERVICES, LLC · LINCOLN, NE
AMERITAS INVESTMENT PARTNERS, INC. · LINCOLN, NE
LPL FINANCIAL LLC · LINCOLN, NE
AMERITAS INVESTMENT PARTNERS, INC. · LINCOLN, NE
AMERITAS INVESTMENT PARTNERS, INC. · LINCOLN, NE
AMERITAS ADVISORY SERVICES, LLC · LINCOLN, NE
AMERITAS INVESTMENT PARTNERS, INC. · LINCOLN, NE
U.S. BANCORP ADVISORS, LLC · Lincoln, NE

More in Lincoln, NE

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor