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4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-05-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Syracuse | NY | 12/2011 | 10/2024 |
| Mml Investors Services | Syracuse | NY | 05/2012 | 10/2024 |
| Keybank Na | Syracuse | NY | 10/2024 | Present |
| Key Investment Services Llc | Brooklyn | OH | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-02 |
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