Best Investors Account Sign in
Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-21
CA RA APPROVED 2012-07-20
  • TX RA
    APPROVED_RES
    Since 2021-01-21
  • CA RA
    APPROVED
    Since 2012-07-20

Branch Locations

5365 Alton Pkwy, Irvine, CA 92604 • United States

11900 Brookhurst St, Garden Grove, CA 92840 • United States

13201 Jamboree Rd, Tustin, CA 92782 • United States

17595 Harvard Ave, Irvine, CA 92614 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Advisors, Llc Irvine CA 07/2012 Present
Previous Registrations
  • 2011-08-02 → 2012-07-12
    Gardena, CA
    Los Angeles, CA
    Fountain Valley, CA
    Gardena, CA
    Gardena, CA
    San Francisco, CA
    Torrance, CA
    Gardena, CA
  • 2011-01-31 → 2011-08-02
    Torrance, CA
    El Segundo, CA
    Torrance, CA
  • 2006-10-17 → 2011-02-01
    Bancwest Investment Services, Inc.
    San Jose, CA
    Los Angeles, CA
    Los Angeles, CA
    Torrance, CA
    San Francisco, CA
    Morgan Hill, CA
    Morgan Hill, CA
    Gardena, CA
    Los Angeles, CA
    Torrance, CA
    Los Angeles, CA
    Culver City, CA
  • 2002-08-06 → 2006-02-09
    Morgan Stanley Dw Inc.
    Santa Ana, CA
Other Businesses

Saints of Glory Church; Non Investment-related; Garden Grove, CA; Religious, Church; Usher; 10/2018; 32 hours /month.; 0 hours /trading; Collect tithes during service and also disassemble equipment after services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-08-01
S63 Uniform Securities Agent State Law Examination 1998-05-23
  • S65 Uniform Investment Adviser Law Examination
    2002-08-01
  • S63 Uniform Securities Agent State Law Examination
    1998-05-23
Other Names
  • Hajime S Sakiyama
  • Hajime Sakiyama
  • Hajime Shu Sakiyama
  • Hajime S Sakiyama

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Irvine, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor