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Nisheet Bonde

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-03-12
  • TX RA
    APPROVED
    Since 2019-03-12

Branch Locations

One Bryant Park Investment Solutions Group, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc New York NY 05/2004 02/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Paramus NJ 01/2019 Present
Unemployed Demarest NJ 03/2017 10/2018
Englewood Hospitality Llc 495 Sylvan Avenue NJ 11/2018 Present
  • 05/2004 → 02/2017
    Deutsche Bank Securities Inc
    New York, NY
  • 01/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Paramus, NJ
  • 03/2017 → 10/2018
    Unemployed
    Demarest, NJ
  • 11/2018 → Present
    Englewood Hospitality Llc
    495 Sylvan Avenue, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-03-12
S63 Uniform Securities Agent State Law Examination 1998-04-02
  • S65 Uniform Investment Adviser Law Examination
    2019-03-12
  • S63 Uniform Securities Agent State Law Examination
    1998-04-02
Other Names
  • Nisheet S Bonde

View on SEC IAPD

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