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Thomas Eugene Crider

Cetera Investment Advisers LLC

Redondo Beach, CA

CRD 3009424

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-04
CA RA APPROVED 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2024-06-04
  • CA RA
    APPROVED
    Since 2023-06-29

Branch Locations

Redondo Beach, CA • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Irvine CA 10/2014 01/2021
Cetera Wealth Services, Llc El Segundo CA 01/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Americor Irvine CA 11/2023 06/2024
Previous Registrations
  • 2014-10-09 → 2021-01-21
    Rancho Santa Margarita, CA
  • 2007-05-29 → 2014-10-17
    Huntington Beach, CA
    San Jose, CA
    Tustin, CA
    Fountain Valley, CA
    Tustin, CA
    Santa Ana, CA
    Santa Ana, CA
    Las Vegas, NV
    Las Vegas, NV
    San Diego, CA
    Fountain Valley, CA
    San Antonio, TX
    Tustin, CA
    San Francisco, CA
    Tustin, CA
    Tustin, CA
    Fountain Valley, CA
  • 2002-07-15 → 2007-05-29
    Citicorp Investment Services
    Laguna Hills, CA
    Fountain Valley, CA
  • 1998-04-17 → 2002-06-26
    Wheaton, IL
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 4/1998 APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: LIFE, DISABILITY, ANNUITIES, LONG-TERM CARE;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-04-07
  • S66 Uniform Combined State Law Examination
    1998-04-07
Other Names
  • Thomas E Crider

View on SEC IAPD

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