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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2018-11-20
  • AL RA
    APPROVED
    Since 2018-11-20

Branch Locations

Spanish Fort, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Insurance Spanish Fort AL 03/2013 Present
State Farm Vp Management Corp Spanish Fort AL 03/2013 Present
State Farm Investment Management Corp. Spanish Fort AL 08/2018 Present
  • 03/2013 → Present
    State Farm Insurance
    Spanish Fort, AL
  • 03/2013 → Present
    State Farm Vp Management Corp
    Spanish Fort, AL
  • 08/2018 → Present
    Spanish Fort, AL
Other Businesses

1) Mitchell College of Business University of South Alabama; non-investment-related; 5811 USA Drive South Mobile AL 36688; education; Other; 10/24/2024; 1; 1; University of South Alabama has invited me to join their Economics, Finance, and Real Estate Department Advisory Board, attending approximately three meetings per year.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-20
S63 Uniform Securities Agent State Law Examination 2001-01-12
  • S65 Uniform Investment Adviser Law Examination
    2018-11-20
  • S63 Uniform Securities Agent State Law Examination
    2001-01-12

View on SEC IAPD

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