Joseph Gerard O'DOnnell

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → Present
  Lpl Financial Llc
  Darien, IL

Previous Registrations

• 2004-06-11 → 2009-10-13
  Associated Planners Investment Advisory Inc
  Hoffman Estates, IL
• 2004-06-14 → 2009-09-08
  Associated Securities Corp.
  Hoffman Estates, IL
  Hoffman Estates, IL

Other Businesses

1. 12/2/2019 - Anam Cara Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/26/2019. 2. 12/27/2021 - Sequoia Financial Network - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 09/27/2001 - 5 Hours Per Month During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-03-27
• S63 Uniform Securities Agent State Law Examination
  1999-11-05

Other Names

• Joseph Gerald O'DOnnell