Gal Sherman

Current Employers

Employment History

• 02/2017 → 04/2023
  Cwm, Llc
  Omaha, NE
• 02/2017 → 04/2023
  Cetera Advisor Networks
  El Segundo, CA
• 07/2012 → Present
  Naviguide Wealth Partners, Icn
  Agoura Hills, CA
• 02/2017 → Present
  Naviguide Wealth Partners Inc
  Agoura Hills, CA
• 07/2012 → Present
  Naviguide Financial & Insurance Services, Inc.
  Agoura Hills, CA
• 04/2023 → Present
  The Wealth Consulting Group
  Agoura Hills, CA

Previous Registrations

• 2017-02-06 → 2023-05-04
  Cwm, Llc
  Agoura Hills, CA
  Agoura Hills, CA
• 2002-10-24 → 2017-02-13
  Equity Services, Inc.
  Agoura Hills, CA
  Glendale, CA
  Agoura Hills, CA
  Montpelier, VT
• 2000-04-18 → 2002-10-21
  Lpl Financial Llc
  Thousand Oaks, CA

Other Businesses

1.NAME OF OTHER BUSINESS: WCG WEALTH ADVISORS DBA THE WEALTH CONSULTING GROUP. INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING AND ADDITIONAL ADVISORY SERVICES, POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE, START DATE: 05/01/2023 APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISOR PROVIDING ADVISORY SERVICES TO ITS CLIENTS, INCLUDING DISCRETIONARY INVESTMENT MANAGEMENT AND FINANCIAL GUIDANCE. 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10/2002 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE 3. NAME OF OTHER BUSINESS: NAVIGUIDE FINANCIAL & INSURANCE SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FIXED INSURANCE; START DATE: 02/2017; POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: INSURANCE SALES; 4. NAME OF OTHER BUSINESS: GALI SHERMAN INVESTMENT RELATED: NO ADDRESS: AGOURA HILLS, CA NATURE OF BUSINESS: REAL ESTATE START DATE: 2009 POSITION/TITLE/RELATIONSHIP: PROPERTY OWNER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: LANDLORD DUTIES 5. NAME OF OTHER BUSINESS: NAVIGUIDE WEALTH PARTNERS, INC.; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HOLDING COMPANY / DBA FOR FINANCIAL AND INSURANCE SERVICES; START DATE: 02/2017; POSITION/TITLE/RELATIONSHIP: PRESIDENT / FOUNDER; APX NUMBER OF HOURS PER WEEK: 35; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY / DBA FOR FINANCIAL AND INSURANCE SERVICES; 6. NAME OF OTHER BUSINESS: SHERMAN COURTYARD, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: COMMERCIAL REAL ESTATE; START DATE: 07/2018; POSITION/TITLE/RELATIONSHIP: OWNER OF BUILDING APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: MANAGE MAINTENANCE, LEASE OFFICE SPACE, COLLECT RENT;

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-03-31
• S63 Uniform Securities Agent State Law Examination
  1998-03-17

Designations

Other Names

• Gali Sherman