Nicole A. Hiller

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2014-02-04

MN RA
APPROVED

Since 2014-02-04

Branch Locations

681 East Lake Street Suite 354, Wayzata, MN 55391 • United States

Eden Prairie, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Wayzata	MN	03/2011	Present

03/2011 → Present

Ubs Financial Services Inc

Wayzata, MN

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2008-08-19

S63 Uniform Securities Agent State Law Examination

2008-08-19

Other Names

Nicole Ann Moris
Nicole A Moris
Nikki Ann Moris
Nicole A Moris-Nellessen
Nicole Hiller
Nicole A Moris
Nicole Ann Hiller

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews