Best Investors Account Sign in
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-09-22
TX RA APPROVED 2025-09-03
  • FL RA
    APPROVED
    Since 2025-09-22
  • TX RA
    APPROVED
    Since 2025-09-03

Branch Locations

1450 Brickell Ave Floors 16, 17 & 18, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Miami FL 07/2014 Present
Jpmorgan Chase Bank, N.A. Miami FL 11/2016 Present
Previous Registrations
  • 2010-06-14 → 2014-07-17
    Credit Suisse Securities (Usa) Llc
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-28
S65 Uniform Investment Adviser Law Examination 2010-06-11
S63 Uniform Securities Agent State Law Examination 1998-04-13
  • S66 Uniform Combined State Law Examination
    2025-08-28
  • S65 Uniform Investment Adviser Law Examination
    2010-06-11
  • S63 Uniform Securities Agent State Law Examination
    1998-04-13

View on SEC IAPD

More in Miami, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor