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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2020-04-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc | Tucker | GA | 02/2011 | 04/2020 |
| Securities America Advisors | Lavista | NE | 02/2011 | 04/2020 |
| Lpl Financial, Llc | Atlanta | GA | 04/2020 | Present |
1. 02/01/2011 - FLETCHER FINANCIAL, INC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ ATLANTA, GA 2. 07/01/2019 - INSTAQUOTE/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 0%/ ATLANTA, GA 3. 07/01/1996 - MILNER GROUP/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 10%/ ATLANTA, GA
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-02-11 |
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