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Chris Brian Fletcher

LPl Financial LLC

Tucker, GA

Atlanta, GA

Tucker, GA

CRD 3008063

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2020-04-17
  • GA RA
    APPROVED
    Since 2020-04-17

Branch Locations

2341 Main St, Tucker, GA 30084 • United States

Atlanta, GA • United States

2341 Main St, Tucker, GA 30084 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc Tucker GA 02/2011 04/2020
Securities America Advisors Lavista NE 02/2011 04/2020
Lpl Financial, Llc Atlanta GA 04/2020 Present
  • 02/2011 → 04/2020
    Securities America, Inc
    Tucker, GA
  • 02/2011 → 04/2020
    Securities America Advisors
    Lavista, NE
  • 04/2020 → Present
    Atlanta, GA
Previous Registrations
  • 2011-03-01 → 2020-04-17
    Securities America Advisors, Inc.
    Tucker, GA
  • 2005-01-18 → 2011-02-28
    Wfg Advisors, Lp
    Atlanta, GA
  • 2003-04-07 → 2004-12-31
    Pro-Integrity Securities, Inc.
    Atlanta, GA
Other Businesses

1. 02/01/2011 - FLETCHER FINANCIAL, INC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ ATLANTA, GA 2. 07/01/2019 - INSTAQUOTE/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 0%/ ATLANTA, GA 3. 07/01/1996 - MILNER GROUP/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 10%/ ATLANTA, GA

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-02-11
  • S63 Uniform Securities Agent State Law Examination
    1998-02-11
Designations
  • Certified Financial Planner
Other Names
  • Christopher Fletcher

View on SEC IAPD

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