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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-12-23
MI RA APPROVED 2010-09-20
  • TX RA
    APPROVED_RES
    Since 2014-12-23
  • MI RA
    APPROVED
    Since 2010-09-20

Branch Locations

1641 S Milford Rd Ste C103, Highland, MI 48357 • United States

271 Woodland Pass Suite 210, East Lansing, MI 48823 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. East Lansing MI 01/1998 Present
Raymond James Financial Services Advisors, Inc East Lansing MI 05/2011 Present
Other Businesses

(1)Name of Business: Ballard Wealth Group Address: 271 Woodland Pass Ste 210, East Lansing, MI, 48823, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 11/01/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: We would like to start using Ballard Wealth Group as a marketing name for our branch. All marketing activities that we currently engage in would transition to this DBA. (2)Name of Business: Blue Cross Blue Shield of Michigan Address: 271 Woodland Pass Ste 210, East Lansing, MI, 48823-2060, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 06/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Agent (3)Name of Business: Delta Dental Address: 271 Woodland Pass Ste 210, East Lansing, MI, 48823-2060, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 10/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Agent sales employer group dental (4)Name of Business: Hartford Life Address: 271 Woodland Pass Ste 210, East Lansing, MI, 48823-2060, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 10/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Agent group LTD STD (5)Name of Business: Principal Address: 271 Woodland Pass Ste 210, East Lansing, MI, 48823-2060, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 10/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Group sales Life, LTD, STD (6)Name of Business: Sun Life Address: 271 Woodland Pass Ste 210, East Lansing, MI, 48823-2060, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 10/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Group Sales

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-03
S63 Uniform Securities Agent State Law Examination 1998-04-01
  • S66 Uniform Combined State Law Examination
    2010-08-03
  • S63 Uniform Securities Agent State Law Examination
    1998-04-01

View on SEC IAPD

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