Carlos Viera

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-03-30
TX	RA	APPROVED_RES	2015-01-06
VA	RA	APPROVED	1999-03-31

FL RA
APPROVED

Since 2026-03-30
TX RA
APPROVED_RES

Since 2015-01-06
VA RA
APPROVED

Since 1999-03-31

Branch Locations

Hernando, FL • United States

3050 Chain Bridge Rd Ste 101, Fairfax, VA 22030-2834 • United States

Vienna, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Fairfax	VA	09/2005	03/2020
Ameriprise Financial Services, Llc	Fairfax	VA	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Fairfax, VA
03/2020 → Present

Ameriprise Financial Services, Llc

Fairfax, VA

Other Businesses

Business Ownership; FPP; Co-Owner of LLC; LLC establish to pay for operating expenses incurred by our Financial Advisory Practice. i.e. salaries, rent, utilities, supplies, etc.; 3050 Chain Bridge Road Ste 101, , Fairfax, VA, 22030; Not Investment-Related; 01/01/2015; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; FPP, LLC; Co-Owner/Partner - Managing a Financial Planning Practice; ; 3050 Chain Bridge Road Ste 101, , Fairfax, VA, 22030; Investment-Related; 01/01/2015; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-03-12
S63	Uniform Securities Agent State Law Examination	1998-03-05

S65 Uniform Investment Adviser Law Examination

1998-03-12
S63 Uniform Securities Agent State Law Examination

1998-03-05