Jennifer L Malaney

Raymond James & Associates, Inc.

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Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2026-01-13
VT	RA	APPROVED	2017-03-09

NC RA
APPROVED

Since 2026-01-13
VT RA
APPROVED

Since 2017-03-09

Branch Locations

6805 Carnegie Blvd, Suite 350, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch	Burlington	VT	12/2008	03/2017
Raymond James & Associates	Charlotte	NC	03/2017	Present

12/2008 → 03/2017

Merrill Lynch

Burlington, VT
03/2017 → Present

Raymond James & Associates

Charlotte, NC

Previous Registrations

2009-01-20 → 2017-03-09

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Burlington, VT
2008-01-16 → 2008-12-10

Morgan Stanley & Co. Llc

Burlington, VT
2002-12-17 → 2006-04-07

Citigroup Global Markets Inc.

South Burlington, VT

Burlington, VT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-12-04
S63	Uniform Securities Agent State Law Examination	1998-03-16

S65 Uniform Investment Adviser Law Examination

2002-12-04
S63 Uniform Securities Agent State Law Examination

1998-03-16

Other Names

Jennifer L Smith
Jennifer Lee Smith
Jennifer L.S. Evans
Jennifer Lee Malaney
Jennifer L Smith
Jennifer Ls Evans

View on SEC IAPD

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