Christie Marie Treat

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2017-03-09
TX	RA	APPROVED	2017-03-09

CT RA
APPROVED

Since 2017-03-09
TX RA
APPROVED

Since 2017-03-09

Branch Locations

Manchester, CT • United States

200 Glastonbury Blvd Suite 103, Glastonbury, CT 06033-4418 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets Corporation	Glastonbury	CT	03/2008	Present

03/2008 → Present

Rbc Capital Markets Corporation

Glastonbury, CT

Other Businesses

1.) NAME OF ENTITY: Treat, LLC; ADDRESS: Personal Residence; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Provide Reiki (energy healing) and offer retail online sales of minerals & crystals; CAPACITY: Sole Proprietor; START DATE: 03/01/2021; DUTIES: Provide energy healing (Reiki) to individuals who seek my services. Offer minerals and crystals for sale to assist in that healing. Maintain website for online sales. I will be using the Etsy platform for online sales. I have not started my Etsy store yet, so I do not have further details; HOURS DEVOTED PER MONTH: 04; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: None;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-03-09
S63	Uniform Securities Agent State Law Examination	1998-12-04

S65 Uniform Investment Adviser Law Examination

2017-03-09
S63 Uniform Securities Agent State Law Examination

1998-12-04

Other Names

Christie Marie Manager
Christie Marie Manager
Christie Marie Romano

View on SEC IAPD