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Cwm, LLC CRD 155344
$50.6B regulatory AUM 248 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
14600 Branch St., Omaha, NE 68154 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2015-07-02 |
| TX | RA | APPROVED_RES | 2015-06-12 |
Branch Locations
795 Franklin Avenue Bldg C, Ste 202, Franklin Lakes, NJ 07417 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Franklin Lakes | NJ | 03/2007 | 01/2017 |
| Cwm, Llc | Omaha | NE | 06/2015 | Present |
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2017 | 08/2023 |
| Taylor Bookkeeping And Administrative Services, Llc | Franklin Lakes | NJ | 04/2017 | Present |
| Taylor Financial Group | Franklin Lakes | NY | 06/2015 | 01/2025 |
| Carson Wealth | Franklin Lakes | NY | 01/2025 | Present |
NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES NATURE OF BUSINESS: FIXED INSURANCE START DATE: 01/2017 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES TITLE: INSURANCE AGENT DUTIES: SELLS LIFE, ANNUITIES AND LONG TERM CARE NAME OF OTHER BUSINESS: HORSESMOUTH - ONLINE JOURNAL INVESTMENT RELATED: YES NATURE OF BUSINESS: ONLINE PUBLICATION FOR FINANCIAL ADVISORS; A BOOK WAS PUBLISHED IN 2016 THAT WAS A COMPILATION OF THESE ARTICLES. START DATE: 06/07/2007 TITLE: Director of Practice Management APX NUMBER OF HOURS PER MONTH: 0 PERCENTAGE OF HOURS DURING TRADING HOURS: 1 DUTIES: writer, contributor, speaker, presenter - Online Industry Publication NAME OF OTHER BUSINESS: SPEAKING ENGAGEMENTS; INVESTMENT RELATED: YES; NATURE OF BUSINESS: SPEAKING ENGAGEMENTS, WORKSHOPS, ONE ON ONE COACHING AND RELATED SERVICES FOR FIRMS IN THE FINANCIAL INDUSTRY; START DATE: 01/2023; TITLE: SPEAKER/EXPERT; APX NUMBER OF HOURS PER WEEK: 0-5; APX NUMBER OF HOURS DURING TRADING HOURS: 0-5; DUTIES: SPEAKING TO THE PUBLIC ON TAXES, ESTATE PLANNING, WEALTH TRANSFER AND PORTFOLIOS/WEALTH; NAME OF OTHER BUSINESS: TAYLOR BOOKKEEPING AND ADMINISTRATIVE SERVICES, LLC; INVESTMENT RELATED: YES; NATURE OF BUSINESS: TAX PREPARATION, BOOKKEEPING AND ADMINISTRATIVE SERVICES; START DATE: 04/2017; TITLE: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; DUTIES: TAX PREPARATION, BOOKKEEPING AND ADMINISTRATIVE SERVICES; NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO NATURE OF BUSINESS: REAL ESTATE REFERRALS START DATE: 4/2018 TITLE: CO-BROKER LESS THAN ONE HOUR PER WEEK, MAY BE DURING TRADING HOURS: VARIES DUTIES: CO-BROKER RESIDENTIAL REAL ESTATE TRANSACTIONS NAME OF OTHER BUSINESS: HOLISTIPLAN INVESTMENT RELATED: NO NATURE OF BUSINESS: TAX SOFTWARE START DATE: 1/2024 POSITION/TITLE/RELATIONSHIP: CONSULTANT APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 DUTIES: SPEAKING, EDUCATION, WRITING, POSTING ON THEIR WEBSITE, EDUCATING OTHER ADVISORS ON THEIR TAX SOFTWARE. NAME OF BUSINESS: Pink Suite Enterprises, LLC NATURE: Speaking, seminars, coaching & writing START: 2/1/2024 POSITION: Owner APPX. HRS/MONTH: 20 % APPX HRS/MONTH DURING TRADING HOURS: 0 DUTIES: Conduct speaking engagements, seminars, coaching activities and write articles and other materials for firms including but not limited to Horsesmouth, Holistiplan, and Thrivent. NAME OF BUSINESS: Home Owners Association - Judiciary Committee NATURE: Home Owners Association START: 2/21/2024 POSITION: Volunteer APPX. HRS/MONTH: 4 % APPX HRS/MONTH DURING TRADING HOURS: 0 DUTIES: Review business items of HOA and determine how best to engage with HOA attorney to have HOA attorney handle.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-01-28 |
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