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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2023-08-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tdameritrade, Inc | Omaha | NE | 06/2010 | 09/2023 |
| Charles Schwab & Co., Inc. | Omaha | NE | 08/2023 | Present |
| Charles Schwab & Co., Inc. | Omaha | NE | 09/2023 | Present |
Name of Outside Business:notary/loan signing agent; Investment Related:No; Address of Outside Business:Omaha Ne; Nature of Outside Business:Service Industry; Position:notary/loan signing; Start Date:9/1/2018; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: As a loan signing agent i will oversee and notarize the loan signing documensts for various escrow agencies. Name: Selling on Amazon, retail arbitrage, Role: Reseller, Type: Retail Sales, Start Date: 12/01/2020, Investment Related?: No, Address: 15157 Laurel Ave, Omaha, NE 68116, Number of Hours/Mo: 15, Duties: I will be reselling items from places like Walmart Kohls etc online through Amazon.com
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-07 |
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