Best Investors Account Sign in
Inactive

Nadine Gordon Lee

Focus Partners Wealth, LLC

Greenwich, CT

St. Louis, MO

CRD 3006825

Claim This Profile
Employer firm

Focus Partners Wealth, LLC CRD 159289

$182B regulatory AUM 1,500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-07-31
NY RA APPROVED 2023-07-31
MA RA APPROVED 2013-10-15
  • CT RA
    APPROVED
    Since 2023-07-31
  • NY RA
    APPROVED
    Since 2023-07-31
  • MA RA
    APPROVED
    Since 2013-10-15

Branch Locations

3 Greenwich Office Park Suite 320, Greenwich, CT 06831 • United States

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Colony Group, Llc Boston MA 10/2013 Present
  • 10/2013 → Present
    The Colony Group, Llc
    Boston, MA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-04-28
  • S63 Uniform Securities Agent State Law Examination
    1998-04-28
Designations
  • Certified Financial Planner
  • Personal Financial Specialist

View on SEC IAPD

More in Greenwich, CT

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor