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Stuart Graham Ostlund

Rbc Private Counsel (Usa) Inc.

Vancouver, British Columbia

CRD 3006693

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Employer firm

Rbc Private Counsel (Usa) Inc. CRD 109648

$7.89B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Private Counsel (Usa) Inc.

155 Wellington Street West, 17Th Floor Rbc Centre, Toronto, On M5V 3K7 • Canada

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-06
  • TX RA
    APPROVED_RES
    Since 2016-07-06

Branch Locations

745 Thurlow Street - Suite 2000, Vancouver, British Columbia V6E 0C5 • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Dominion Securities Inc. Vancouver, British Columbia 04/1981 Present
Rbc Private Counsel (Usa) Inc. Vancouver, British Columbia 12/2005 Present
  • 04/1981 → Present
    Rbc Dominion Securities Inc.
    Vancouver, British Columbia
  • 12/2005 → Present
    Rbc Private Counsel (Usa) Inc.
    Vancouver, British Columbia
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-03-24
  • S63 Uniform Securities Agent State Law Examination
    1998-03-24

View on SEC IAPD

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