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Steven Bradley Seiler

Stifel, Nicolaus & Company, Incorporated

Overland Park, KS

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2021-10-13
  • KS RA
    APPROVED
    Since 2021-10-13

Branch Locations

40 Corporate Woods Building 9401 Indian Creek Parkway, Suite 1100, Overland Park, KS 66210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Kansas City MO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Kansas City MO 11/2016 10/2021
Stifel Nicolaus & Co Inc Overland Park KS 10/2021 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Kansas City, MO
  • 11/2016 → 10/2021
    Wells Fargo Clearing Services, Llc
    Kansas City, MO
  • 10/2021 → Present
    Stifel Nicolaus & Co Inc
    Overland Park, KS
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-11
S63 Uniform Securities Agent State Law Examination 1998-03-03
  • S65 Uniform Investment Adviser Law Examination
    1999-02-11
  • S63 Uniform Securities Agent State Law Examination
    1998-03-03

View on SEC IAPD

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