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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-03-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Infinex Investments, Inc. | New York | NY | 07/2016 | 03/2022 |
| Kearny Bank | Wood-Ridge | NJ | 03/2022 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 03/2022 | Present |
| Cetera Investment Advisers Llc | Wood-Ridge | NJ | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-28 |
| S65 | Uniform Investment Adviser Law Examination | 1998-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-01 |
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