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Sonia Rogers

Missionsquare Retirement

Washington, DC

Auburn, WA

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Current Employers
Missionsquare Retirement

777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States

Current Registrations

AuthorityCategoryStatusDate
AK RA APPROVED 2024-11-27
MT RA APPROVED 2024-11-27
OR RA APPROVED 2024-11-27
UT RA APPROVED 2024-11-27
ID RA APPROVED 2024-11-26
WA RA APPROVED 2016-07-18
  • AK RA
    APPROVED
    Since 2024-11-27
  • MT RA
    APPROVED
    Since 2024-11-27
  • OR RA
    APPROVED
    Since 2024-11-27
  • UT RA
    APPROVED
    Since 2024-11-27
  • ID RA
    APPROVED
    Since 2024-11-26
  • WA RA
    APPROVED
    Since 2016-07-18

Branch Locations

777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States

Auburn, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Icma-Rc Services, Llc Washington DC 06/1999 Present
  • 06/1999 → Present
    Icma-Rc Services, Llc
    Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-05-28
S63 Uniform Securities Agent State Law Examination 1998-03-02
  • S65 Uniform Investment Adviser Law Examination
    2002-05-28
  • S63 Uniform Securities Agent State Law Examination
    1998-03-02
Other Names
  • Sonia Dejesus

View on SEC IAPD

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Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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