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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2018-01-16 |
| TX | RA | APPROVED | 2012-11-07 |
| TN | RA | APPROVED | 2009-04-09 |
Branch Locations
500 Clyde Street Nw, Knoxville, TN 37921 • United States
2100 White Ave, Knoxville, TN 37916 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Knoxville | TN | 04/2009 | Present |
(1) 03/18/2009 - DBA ONLY - FINANCIAL PARTNERS OF TN, LLC - KNOXVILLE, TN (2) 8/3/2010 - UT Federal Credit Union Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - (3) 8/16/2010 - DBA ONLY - UTFCU FINANCIAL SERVICES. (4) 5/2/2012 - NON-VARIABLE INSURANCE - I SELL FIXED ANNUITIES, FIXED TERM & WHOLE LIFE, UNIVERSAL, HEALTH AND DISABILITY INSURANCE. - TIME SPENT 10%. (5) 3/28/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Notary - Started 01/01/2018 - 1 Hour Per Month/0 Hours During Securities Trading. (6) 11/24/2020 - Financial Partners of TN LLC - Investment Related - 500 Clyde Street Knoxville, TN 37921 - Real Estate Rental - Start Date: 10/1/2020 - 160 Hours Per Month/160 Hours During Securities Trading (7) 10/23/2024 - HM Partners LLC - Real Estate Rental - Investment Related - Sevierville, TN - Start Date 05/24/2024 - 1 Hour Per month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-04-06 |
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