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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-10-17 |
| CA | RA | APPROVED | 2016-07-25 |
Branch Locations
Santa Cruz, CA • United States
237 W Main St, Los Gatos, CA 95030 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Los Gatos | CA | 07/2016 | Present |
| Raymond James Financial Services Advisors Inc. | Los Gatos | CA | 07/2016 | Present |
(1)Name of Business: Adint Associates LLC Address: 229 W Main Street, Los Gatos, CA, 95030, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/08/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is the RJ office we work out of. Victor Adint and I purchased this together. Victor went through the process prior to me joining the firm and allowed me to become 50% partner in the LLC which is buying the office space we work out of. (2)Name of Business: Adint, Ramaekers and Associates Address: 229 W Main St, Los Gatos, CA, 95030-6818, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/29/2023 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 0-1 Description of duties: President, this is merely set up to market ourselves (81I) as a team (3)Name of Business: ramaekers investments, inc Address: 229 W Main Street, Los Gatos, CA, 95030, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 06/30/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is an S-corp set up to facilitate a defined benefit through an account held at Raymond James. In addition, it helps in offsetting the SALT deductions in CA as the Governor created a bypass using an S-Corp
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-03-30 |
| S65 | Uniform Investment Adviser Law Examination | 1998-03-23 |
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