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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-12-19 |
| TX | RA | APPROVED | 2024-12-18 |
Branch Locations
333 Route 46 W Ste 101, Mountain Lakes, NJ 07046 • United States
200 Campus Dr Ste 220, Florham Park, NJ 07932 • United States
51 John F Kennedy Pkwy 5Th Fl Office Center At Short Hills, Short Hills, NJ 07078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith | Florham Park | NJ | 08/2007 | 07/2017 |
| Morgan Stanley Smith Barney Llc | Short Hills | NJ | 07/2017 | Present |
| Wells Fargo Clearing Services, Llc. | Short Hills | NJ | 12/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-09 |
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