Linda M Smestad

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1992 → Present
  Investment House
  San Jose, CA
• 07/2006 → Present
  Commonwealth Financial Network
  Waltham, MA

Other Businesses

1. Fixed insurance sales, as of 06/29/2006, 5% of time spent during business hours; conducted at branch, investment related. 2. Residential real estate sales agent, Anomalous Business Systems; as of 06/29/2006; 10% of time spent during business hours; conducted at branch, investment related. 3. Co-Owner, Investment House, LLC, private entity created to operate the securities business, as of 09/01/2011; conducted at branch, investment related. 4. Tax Preparation, Anomalous Business Systems; as of 02/01/2011, 10% of time spent during business hours; conducted at branch, not investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-19
• S63 Uniform Securities Agent State Law Examination
  1998-04-20

Other Names

• Linda M Smestad