David Fillip Frank

Current Employers

Employment History

• 01/2008 → 12/2025
  Alps Fund Services, Inc.
  Denver, CO
• 01/2026 → Present
  Crosby Private Wealth Advisors
  Cherry Hill, NJ
• 01/2026 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 03/2026 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2003-03-20 → 2008-01-25
  Lincoln Financial Distributors, Inc.
  Philadelphia, PA
  Radnor, PA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 12/2025; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: CROSBY PRIVATE WEALTH ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: WEALTH MANAGEMENT; START DATE: 01/2026; POSITION/TITLE/RELATIONSHIP: EMPLOYEE - SVP; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 8; BRIEF DESCRIPTION OF DUTIES: WEALTH PLANNING;

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-03-06
• S63 Uniform Securities Agent State Law Examination
  2002-04-23

Other Names

• Dave Frank
• David Frank