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Elizabeth Saldana Festejo

Cetera Investment Advisers LLC

Elk Grove, CA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-21
  • CA RA
    APPROVED
    Since 2024-03-21

Branch Locations

9328 Elk Grove Blvd Ste 105-314, Elk Grove, CA 95624 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 05/2014 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
Previous Registrations
  • 2013-01-03 → 2014-05-02
    Modern Capital Advisors, Llc
    Milpitas, CA
    Raleigh, NC
  • 2011-12-05 → 2012-12-18
    Cambridge Investment Research Advisors, Inc.
    Milpitas, CA
  • 2005-12-21 → 2011-11-29
    Woodbury Financial Services, Inc.
    Roseville, CA
    Milpitas, CA
    Roseville, CA
  • 2005-10-31 → 2006-01-09
    Osaic Services, Inc.
    Phoenix, AZ
  • 2005-06-30 → 2005-10-31
    Sunamerica Securities, Inc.
    Walnut Creek, CA
Other Businesses

1)DBA: DE NOVO WEALTH MANAGEMENT, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, FINANCIAL SERVICES, ADVISE AND INSURANCE, START APRIL 2014, 40 PLUS HOURS PER WEEK - DURING TRADING HOURS, FINANCIAL ADVISOR. 2)FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, START APRIL 2014, 5 HRS PER WEEK - VARIES DURING TRADING HOURS, INSURANCE AGENT - SELLS LIFE, HEALTH, ANNUITIES & DISABILITY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-03
S63 Uniform Securities Agent State Law Examination 1998-03-12
  • S66 Uniform Combined State Law Examination
    2005-06-03
  • S63 Uniform Securities Agent State Law Examination
    1998-03-12
Other Names
  • Elizabeth Roque Festejo

View on SEC IAPD

Other Firms

EDWARD JONES
COMMONWEALTH FINANCIAL NETWORK
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STATE FARM INVESTMENT MANAGEMENT CORP.
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
U.S. BANCORP ADVISORS, LLC
WELLS FARGO CLEARING SERVICES, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

Mark Alan Thomas
Philip R Waelbrock
Vidal Velez
Charles Romualdez
BRYAN KEITH CHEW
MARITES JANE AVILA
Yun Chen
Leslie Michelle Sategna

Other Offices

EDWARD JONES · ELK GROVE, CA
COMMONWEALTH FINANCIAL NETWORK · Elk Grove, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ELK GROVE, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Elk Grove, CA
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. · Elk Grove, CA
U.S. BANCORP ADVISORS, LLC · Elk Grove, CA
WELLS FARGO CLEARING SERVICES, LLC · ELK GROVE, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Elk Grove, CA

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