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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-08-29 |
| TX | RA | APPROVED_RES | 2025-08-29 |
Branch Locations
2131 East Broadway Suite 29, Tempe, AZ 85282 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services | Phoenix | AZ | 02/2008 | 01/2024 |
| Osaic Wealth, Inc. | Tempe | AZ | 01/2024 | 08/2025 |
| Lpl Financial | Phoenix | AZ | 08/2025 | Present |
1. 07/2025 - Paul Hershenberg - Non-Variable Insurance - Non-Variable Insurance - Investment Related - 10 Hrs/Mth - 1 Hrs During Trading - Tempe AZ 85282 - OBA Start Date: 01/01/2014 2. 07/2025 - Hershenberg & Stone-Walsh Insurance Services, LLC - Insurance Agency - Investment Related - 10 Hrs/Mth - 1 Hrs During Trading - Tempe AZ 85282 - OBA Start Date: 01/01/2014 3. 07/2025 - Hershenberg Financial & Employee Benefits - DBA for LPL Business (entity for LPL business) - Investment Related - 40 Hrs/Mth - 10 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 08/27/2025 4. 07/2025 - Paul Hershenberg - Non-Variable Insurance - Investment Related - 2 Hrs/Mth - 1 Hrs During Trading - Phoenix AZ 85053 - OBA Start Date: 01/01/2019 5. 07/2025 - Real Estate Rental - Real Estate Rental - Investment Related - 0 Hrs/Mth - 0 Hrs During Trading - Tempe, AZ 85282 - OBA Start Date: 06/01/2023 6. 11/11/2025 - Core Income - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 11/10/2025 - 1 hour per motnh/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-21 |
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