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Paul Hershenberg

LPl Financial LLC

Tempe, AZ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-08-29
TX RA APPROVED_RES 2025-08-29
  • AZ RA
    APPROVED
    Since 2025-08-29
  • TX RA
    APPROVED_RES
    Since 2025-08-29

Branch Locations

2131 East Broadway Suite 29, Tempe, AZ 85282 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services Phoenix AZ 02/2008 01/2024
Osaic Wealth, Inc. Tempe AZ 01/2024 08/2025
Lpl Financial Phoenix AZ 08/2025 Present
  • 02/2008 → 01/2024
    Woodbury Financial Services
    Phoenix, AZ
  • 01/2024 → 08/2025
    Tempe, AZ
  • 08/2025 → Present
    Lpl Financial
    Phoenix, AZ
Previous Registrations
  • 2024-01-19 → 2025-09-02
    Tempe, AZ
  • 2008-06-16 → 2024-01-19
    Woodbury Financial Services, Inc.
    Phoenix, AZ
    Phoenix, AZ
    Paradise Valley, AZ
    Tempe, AZ
  • 2002-01-22 → 2002-12-31
    Osaic Fa, Inc.
    Phoenix, AZ
Other Businesses

1. 07/2025 - Paul Hershenberg - Non-Variable Insurance - Non-Variable Insurance - Investment Related - 10 Hrs/Mth - 1 Hrs During Trading - Tempe AZ 85282 - OBA Start Date: 01/01/2014 2. 07/2025 - Hershenberg & Stone-Walsh Insurance Services, LLC - Insurance Agency - Investment Related - 10 Hrs/Mth - 1 Hrs During Trading - Tempe AZ 85282 - OBA Start Date: 01/01/2014 3. 07/2025 - Hershenberg Financial & Employee Benefits - DBA for LPL Business (entity for LPL business) - Investment Related - 40 Hrs/Mth - 10 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 08/27/2025 4. 07/2025 - Paul Hershenberg - Non-Variable Insurance - Investment Related - 2 Hrs/Mth - 1 Hrs During Trading - Phoenix AZ 85053 - OBA Start Date: 01/01/2019 5. 07/2025 - Real Estate Rental - Real Estate Rental - Investment Related - 0 Hrs/Mth - 0 Hrs During Trading - Tempe, AZ 85282 - OBA Start Date: 06/01/2023 6. 11/11/2025 - Core Income - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 11/10/2025 - 1 hour per motnh/ 0 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-05-13
S63 Uniform Securities Agent State Law Examination 1998-07-21
  • S65 Uniform Investment Adviser Law Examination
    2008-05-13
  • S63 Uniform Securities Agent State Law Examination
    1998-07-21

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