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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2026-02-09
OH RA APPROVED 2023-06-23
WA RA APPROVED 2022-03-30
NY RA APPROVED 2021-07-06
CA RA APPROVED 2016-01-21
  • NV RA
    APPROVED
    Since 2026-02-09
  • OH RA
    APPROVED
    Since 2023-06-23
  • WA RA
    APPROVED
    Since 2022-03-30
  • NY RA
    APPROVED
    Since 2021-07-06
  • CA RA
    APPROVED
    Since 2016-01-21

Branch Locations

910 E. Hamilton Avenue Suite 150, Campbell, CA 95008 • United States

Fremont, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Anne Ding Cpa Fremont CA 10/2000 Present
Guardian Life Insurance San Jose CA 06/2012 09/2018
Park Avenue Securities San Jose CA 09/2013 09/2018
Guardian Life Insurance Company Campbell CA 09/2018 06/2024
Park Avenue Securities Campbell CA 09/2018 06/2024
Guardian Life Insurance Company Fremont CA 06/2024 Present
Park Avenue Securities Fremont CA 06/2024 Present
Guardian Life Insurance Company Irvine CA 06/2024 04/2025
Park Avenue Securities Irvine CA 06/2024 04/2025
Guardian Life Insurance Company Campbell CA 04/2025 Present
Park Avenue Securities Campbell CA 04/2025 Present
  • 10/2000 → Present
    Anne Ding Cpa
    Fremont, CA
  • 06/2012 → 09/2018
    Guardian Life Insurance
    San Jose, CA
  • 09/2013 → 09/2018
    Park Avenue Securities
    San Jose, CA
  • 09/2018 → 06/2024
    Guardian Life Insurance Company
    Campbell, CA
  • 09/2018 → 06/2024
    Park Avenue Securities
    Campbell, CA
  • 06/2024 → Present
    Guardian Life Insurance Company
    Fremont, CA
  • 06/2024 → Present
    Park Avenue Securities
    Fremont, CA
  • 06/2024 → 04/2025
    Guardian Life Insurance Company
    Irvine, CA
  • 06/2024 → 04/2025
    Park Avenue Securities
    Irvine, CA
  • 04/2025 → Present
    Guardian Life Insurance Company
    Campbell, CA
  • 04/2025 → Present
    Park Avenue Securities
    Campbell, CA
Other Businesses

1. Anne Ding, CPA-Provide tax services for clients, Start: 10/01/2000, Address: 1630 Grace Avenue, San Jose, CA 95125, 5 total hours per month, 4 during securities trading hours, Less than 10% annual compensation, Not investment related, 2. Insurance Outside of Guardian, Start: 01/01/2014, Address: 910 E Hamilton Ave, #150 Campbell, CA 95008, 10 total business hours per month, 10 during securities trading hours, Less than 10% annual compensation, Investment related,

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-10-12
  • S63 Uniform Securities Agent State Law Examination
    2013-10-12
Designations

View on SEC IAPD

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