Gordon Richard Lacquement

Employer firm

Koi Portfolio Management, LLC CRD 310421

$63.2M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Koi Portfolio Management, Llc

Navarre, FL • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2021-03-19
FL	RA	APPROVED	2020-10-19

GA RA
APPROVED

Since 2021-03-19
FL RA
APPROVED

Since 2020-10-19

Branch Locations

Navarre, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Alpharetta	GA	07/2005	09/2020
Koi Portfolio Management, Llc	Navarre	FL	09/2020	Present

07/2005 → 09/2020

Ubs Financial Services Inc.

Alpharetta, GA
09/2020 → Present

Koi Portfolio Management, Llc

Navarre, FL

Previous Registrations

2005-07-08 → 2020-09-29

Ubs Financial Services Inc.

Alpharetta, GA

Alpharetta, GA

Cave Creek, AZ

Cave Creek, AZ

Homosassa, FL

Santa Rosa Beach, FL
2003-04-07 → 2005-07-13

Morgan Stanley Dw Inc.

Alpharetta, GA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-03-18
S63	Uniform Securities Agent State Law Examination	1998-03-11

S65 Uniform Investment Adviser Law Examination

1998-03-18
S63 Uniform Securities Agent State Law Examination

1998-03-11

Other Names

Rick Lacquement
Gordon Richard Lacquement
Gordon Richard Richard Lacquement

View on SEC IAPD