Best Investors Account Sign in

Scott Lawrence Braun

Ameriprise Financial Services, LLC

Hauppauge, NY

Wantagh, NY

Claim This Profile
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
TX RA APPROVED 2018-08-13
NJ RA APPROVED 2018-02-06
  • NY RA
    APPROVED
    Since 2021-04-16
  • TX RA
    APPROVED
    Since 2018-08-13
  • NJ RA
    APPROVED
    Since 2018-02-06

Branch Locations

1174 Veterans Memorial Hwy, Hauppauge, NY 11788 • United States

Wantagh, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scsa Enterprises Inc. Wantagh NY 03/2016 02/2018
Axa Advisors, Llc New York NY 08/2016 02/2018
Ameriprise Financial Advisors Inc. Melville NY 02/2018 03/2020
Ameriprise Financial Services, Llc Hauppauge NY 03/2020 Present
  • 03/2016 → 02/2018
    Scsa Enterprises Inc.
    Wantagh, NY
  • 08/2016 → 02/2018
    Axa Advisors, Llc
    New York, NY
  • 02/2018 → 03/2020
    Ameriprise Financial Advisors Inc.
    Melville, NY
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Hauppauge, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-29
S63 Uniform Securities Agent State Law Examination 2000-10-23
  • S66 Uniform Combined State Law Examination
    2016-08-29
  • S63 Uniform Securities Agent State Law Examination
    2000-10-23

View on SEC IAPD

Other Firms

EQUITY SERVICES, INC.
MADISON GLOBAL ADVISORS LLC
UNITED FINANCIAL PLANNING GROUP LLC
COMMONWEALTH FINANCIAL NETWORK
LPL FINANCIAL LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
J.P. MORGAN SECURITIES LLC
CETERA INVESTMENT ADVISERS LLC

Other Investors

RICHARD S HYAMS
ALEXANDER VICTOR ZOURIDES
LANNY JOEL WEISMAN
CHRISTOPHER J VARGAS
DAVID JOHN JENSEN
DYLAN JOSEPH GUERRERA
PATRICK DE TOLLA
RONALD LEE HOUSLEY

Other Offices

EQUITY SERVICES, INC. · HAUPPAUGE, NY
MADISON GLOBAL ADVISORS LLC · HAUPPAUGE, NY
UNITED FINANCIAL PLANNING GROUP LLC · HAUPPAUGE, NY
COMMONWEALTH FINANCIAL NETWORK · Hauppauge, NY
LPL FINANCIAL LLC · HAUPPAUGE, NY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Hauppauge, NY
J.P. MORGAN SECURITIES LLC · HAUPPAUGE, NY
CETERA INVESTMENT ADVISERS LLC · Hauppauge, NY

More in Hauppauge, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor