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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-09-19 |
| TX | RA | APPROVED_RES | 2023-09-18 |
Branch Locations
Creve Coeur, MO • United States
2021 S. Lindbergh Blvd., Frontenac, MO 63131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Frontenac | MO | 09/2017 | 09/2023 |
| Homemaker | Frontenac | MO | 12/2009 | 08/2017 |
| Stifel, Nicolaus & Company, Incorporated | Frontenac | MO | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-02 |
| S65 | Uniform Investment Adviser Law Examination | 2003-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-21 |
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