George Frederick Sins

Employer firm

Newedge Advisors CRD 171351

$43.2B regulatory AUM 122 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → Present
  Newedge Advisors, Llc (Gwm Advisors, Llc)
  New Orleans, LA
• 06/2014 → Present
  Lpl Financial, Llc
  New Orleans, LA

Previous Registrations

• 2013-12-06 → 2014-06-23
  Wells Fargo Advisors Financial Network, Llc
  New Orleans, LA
  Baton Rouge, LA
• 2003-07-01 → 2013-12-06
  Wells Fargo Clearing Services, Llc
  New Orleans, LA
  New Orleans, LA
• 2000-01-28 → 2003-07-01
  Prudential Equity Group, Llc
  New Orleans, LA

Other Businesses

1. 6/20/2014: Goss Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 6/20/2014: St. Phillip Partnership - New Orleans, LA - Family Business - Time Spent 0% - New Orleans Jazz Quarters Bed and Breaktfast. 3. 06/20/2014 - Agnola Holdings - Investment Related - New Orleans, LA - Real Estate Rental - Time Spent 0% - Owner. 4. 2/11/2015: GWM Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/03/2015 - 100 Hours Per Month During Securities Trading. 5. 5/14/2015: AIM Systems Inc - Not Investment Related - 11675 Rainwater Dr., Suite 200, Alpharetta, GA 30009 - Non-Variable Insurance - Started 04/22/2015 - 2 Hours Per Month During Securities Trading - Outside vendor. Use AIM Systems, Inc. as a general agent to provide insurance quotes from various life insurance companies in an attempt to provide the best value to our clients when needed - with no referral fees. 6. 3/10/2016: George F. Sins III LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2014 - 40 Hours Per Month/7 Hours During Securities Trading. 7. 06/15/2016: GWM Advisors, LLC - Registered Investment Advisor DBA - (Hybrid) French Financial - INV REL - Start 05/03/2016 - 7607 Fern Ave., Shreveport, LA 71105 - IAR - 20 Hr/Mo; 20 Hours During Securities Trading 8. 08/01/2016: GWM Shreveport LLC - DBA for LPL Business (entity for LPL business) - INV REL - 7607 Fern Avenue Ste. 902 Shreveport La 71105 - Start 04/01/2016 - Financial advice, portfolio management. No unregistered associates. Not an Insurance agency and not an RIA - 40 Hr/Mo; 8 Hours During Securities Trading 9. 08/02/2016: George F Sins III, LLC - Business Entity For Tax/Investment Purposes Only - INV REL - 639 Loyola Ave Ste. 2100, New Orleans La 70113. 7607 Fern Avenue Ste. 902 Shreveport La 71105. 6300 Corporate Blvd. Ste. 120 Baton Rouge La 70809 - Started 01/01/2014 - Income earned from investment advice and business - Pass thru entity for income earned - 1 Hr/Mo; 0 During Securities Trading Hours 10. 09/02/2016: GWM Shreveport LLC - DBA for LPL Business (entity for LPL business) - INV REL - 6300 Corporate Blvd, Suite 120, Baton Rouge, LA 70809 - Start 03/18/2016 - No Time Spent. 11. 11/1/2017 - GWM ADVISORS, LLC - DBA: (Hybrid) Goss Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 06/21/2017 - 53 Hours Per Month/10 Hours During Securities Trading. 12. 7/22/2018 - Goss Advisors Real Estate - Investment Related - 858 Camp St., New Orleans LA. 70113 - Business Entity For Tax/Investment Purposes Only - Start Date: 07/02/2018 - 0 Hours Per Month/0 Hours During Securities Trading - Entity to own a building which will be the office space for our RIA. The RIA will pay entity rent for use of the building. 13. 2/9/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 02/03/2015 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through NewEdge Advisors, an independent investment advisor firm. I started this business activity in 10/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 14. 10/20/2022 - GCB Northshore - Not Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/01/2022 - 50 Hours Per Month/5 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-12
• S63 Uniform Securities Agent State Law Examination
  1999-10-04