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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-02-19 |
| NJ | RA | APPROVED | 2009-01-08 |
Branch Locations
200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States
Mountainside, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Florham Park | NJ | 01/2009 | Present |
| City National Bank | Florham Park | NJ | 10/2017 | Present |
NAME OF ENTITY: D&D RE Ponce de Leon, LLC ADDRESS: Joseph DeStephan 2709 Spruce Ave West Palm Beach, FL 33407 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: 5 unit apartment building located in West Palm Beach Florida CAPACITY: Owner - Passive START DATE: 11/15/22 DUTIES: Recieving monthly updates, property manager will deal with tenant issues. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-13 |
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