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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-06-05
  • NJ RA
    APPROVED
    Since 2026-06-05

Branch Locations

57 S Broadway Ste C, Pitman, NJ 08071 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Boenning & Scattergood Marmora NJ 07/2001 06/2020
Ameriprise Financial Services Llc Pitman NJ 06/2026 Present
Capitol Securities Management, Inc Toms River VA 06/2020 06/2026
Previous Registrations
  • 2020-06-23 → 2026-06-29
    Glen Allen, VA
    Toms River, NJ
    Marmora, NJ
    Boston, MA
    Atlantic Beach, FL
  • 2009-07-01 → 2020-07-20
    Boenning & Scattergood, Inc.
    Marmora, NJ
    Linwood, NJ
Other Businesses

Real Estate Ownership; Commercial; 25 Roosevelt BLVD, , Marmora , NJ, 08223; Not Investment-Related; 07/01/2025.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-05-19
  • S63 Uniform Securities Agent State Law Examination
    2000-05-19

View on SEC IAPD

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