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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-11-04 |
| TX | RA | APPROVED_RES | 2018-04-06 |
| MO | RA | APPROVED | 2000-01-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mccullough And Associates Llc | Springfield | MO | 10/2007 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 10/1999 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2000 | Present |
1) MCCULLOUGH AND ASSOCIATES LLC, ADDRESS IS THE REGISTERED ADDRESS; INVESTMENT RELATED; TAX & ACCTG FIRM WITH POWER OF ATTORNEY FOR IRS AND OTHER TAX MATTERS AND DBA FOR INVESTMENTS, SINCE 11/92; 20HR/WK DURING TRADING HOURS; OWNER/PROVIDES TAX, AUDIT AND MGMT ADVICE SRVCS 2)TTJK INVESTMENTS LLC; SPRINGFIELD, MO; BUSINESS-PURCHASES, HOLDS, & LEASES REAL PROPERTY; MANAGING MEMBER SINCE 9/1/07; 0 HRS/WK: 3)MFI RESOURCES LLC; SPRINGFIELD, MO; BUSINESS-PURCHASES, HOLDS, & LEASES REAL PROPERTY; MANAGING MEMBER SINCE 8/1/08; 0 HRS/WK: 4) OLD MISSOURI BANK/JAMESMARK BANCSHARES - NOT INV RELATED; SPRINGFIELD, MO; DIRECTOR; ATTENDS MONTHLY BOARD MEETINGS; SINCE 01/01/2010; 4 HRS/MONTH, 4 HRS/MONTH DURING SECURITIES TRADING HOURS: 5) TRUSTEE FOR CLIENT TRUSTS - INVESTMENT RELATED 6)NAME OF OTHER BUSINESS: JAMESMARK BANCSHARES DBA OLD MISSOURI BANK ; INVESTMENT RELATED: NO ; ADDRESS: 3570S NATIONAL AVE SPRINGFIELD MO 65807 NATURE OF BUSINESS: LOCAL COMMUNITY BANK ; START DATE: 01/2019 ; APX NUMBER OF HOURS PER WEEK: 1-2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1-2 POSITION/TITLE/RELATIONSHIP: CHAIRMAN OF THE BOARD ; BRIEF DESCRIPTION OF DUTIES: ATTEND MONTHLY BOARD MEETINGS ; 7) NAME OF OTHER BUSINESS: KBX OF 1, LLC; INVESTMENT RELATED: NO; ADDRESS: 4145 TRAVIS SUITE 300, DALLAS, TX 75204; NATURE OF BUSINESS: INVESTMENT HOLDING COMPANY; START DATE: 07/2019; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: MEMBER; 8) NAME OF OTHER BUSINESS: OLD NAPLES ASSOCIATION, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: HOME OWNERS ASSOCIATION; START DATE: 2/2023; POSITION/TITLE/RELATIONSHIP: TREASURER APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: ATTEND BOARD MEETINGS, MONTHLY REPORTING TO FULL BOARD ON FINANCIAL ACTIVITIES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-12-29 |
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