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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-11-04
TX RA APPROVED_RES 2018-04-06
MO RA APPROVED 2000-01-27
  • FL RA
    APPROVED
    Since 2020-11-04
  • TX RA
    APPROVED_RES
    Since 2018-04-06
  • MO RA
    APPROVED
    Since 2000-01-27

Branch Locations

Naples, FL • United States

820 E Primrose, Springfield, MO 65807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mccullough And Associates Llc Springfield MO 10/2007 Present
Cetera Financial Specialists Llc Schaumburg IL 10/1999 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2000 Present
  • 10/2007 → Present
    Mccullough And Associates Llc
    Springfield, MO
  • 10/1999 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 01/2000 → Present
    Schaumburg, IL
Other Businesses

1) MCCULLOUGH AND ASSOCIATES LLC, ADDRESS IS THE REGISTERED ADDRESS; INVESTMENT RELATED; TAX & ACCTG FIRM WITH POWER OF ATTORNEY FOR IRS AND OTHER TAX MATTERS AND DBA FOR INVESTMENTS, SINCE 11/92; 20HR/WK DURING TRADING HOURS; OWNER/PROVIDES TAX, AUDIT AND MGMT ADVICE SRVCS 2)TTJK INVESTMENTS LLC; SPRINGFIELD, MO; BUSINESS-PURCHASES, HOLDS, & LEASES REAL PROPERTY; MANAGING MEMBER SINCE 9/1/07; 0 HRS/WK: 3)MFI RESOURCES LLC; SPRINGFIELD, MO; BUSINESS-PURCHASES, HOLDS, & LEASES REAL PROPERTY; MANAGING MEMBER SINCE 8/1/08; 0 HRS/WK: 4) OLD MISSOURI BANK/JAMESMARK BANCSHARES - NOT INV RELATED; SPRINGFIELD, MO; DIRECTOR; ATTENDS MONTHLY BOARD MEETINGS; SINCE 01/01/2010; 4 HRS/MONTH, 4 HRS/MONTH DURING SECURITIES TRADING HOURS: 5) TRUSTEE FOR CLIENT TRUSTS - INVESTMENT RELATED 6)NAME OF OTHER BUSINESS: JAMESMARK BANCSHARES DBA OLD MISSOURI BANK ; INVESTMENT RELATED: NO ; ADDRESS: 3570S NATIONAL AVE SPRINGFIELD MO 65807 NATURE OF BUSINESS: LOCAL COMMUNITY BANK ; START DATE: 01/2019 ; APX NUMBER OF HOURS PER WEEK: 1-2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1-2 POSITION/TITLE/RELATIONSHIP: CHAIRMAN OF THE BOARD ; BRIEF DESCRIPTION OF DUTIES: ATTEND MONTHLY BOARD MEETINGS ; 7) NAME OF OTHER BUSINESS: KBX OF 1, LLC; INVESTMENT RELATED: NO; ADDRESS: 4145 TRAVIS SUITE 300, DALLAS, TX 75204; NATURE OF BUSINESS: INVESTMENT HOLDING COMPANY; START DATE: 07/2019; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: MEMBER; 8) NAME OF OTHER BUSINESS: OLD NAPLES ASSOCIATION, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: HOME OWNERS ASSOCIATION; START DATE: 2/2023; POSITION/TITLE/RELATIONSHIP: TREASURER APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: ATTEND BOARD MEETINGS, MONTHLY REPORTING TO FULL BOARD ON FINANCIAL ACTIVITIES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-12-29
  • S66 Uniform Combined State Law Examination
    1999-12-29

View on SEC IAPD

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