Brian Patrick Ellis

Current Employers

Rockport Wealth Advisors

22730 Fairview Center Dr Suite# 150, Fairview Park, OH 44126 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2024-01-12
OH	RA	APPROVED	2024-01-10

SC RA
APPROVED

Since 2024-01-12
OH RA
APPROVED

Since 2024-01-10

Branch Locations

22730 Fairview Center Dr Suite# 150, Fairview Park, OH 44126 • United States

Okatie, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Investacorp, Inc.	Miami Lakes	FL	05/2003	07/2020
Essex Securities, Llc	Atlanta	GA	07/2020	11/2021
The J. Arnold Wealth Management Co.	Canfield	OH	02/2017	Present
Rockport Wealth, Llc Dba Rockport Wealth Advisors	Fairview Park	OH	01/2024	Present

05/2003 → 07/2020

Investacorp, Inc.

Miami Lakes, FL
07/2020 → 11/2021

Essex Securities, Llc

Atlanta, GA
02/2017 → Present

The J. Arnold Wealth Management Co.

Canfield, OH
01/2024 → Present

Rockport Wealth, Llc Dba Rockport Wealth Advisors

Fairview Park, OH

Previous Registrations

2017-02-08 → 2024-04-04

The J. Arnold Wealth Management Co., Llc

Youngstown, OH

Other Businesses

1) ELLIS FINANCIAL SERVICES IS AN ACTIVE LLC - NOT IN USE/NOT OFFERING SERVICES. 2) ELLIS WEALTH MANAGEMENT LLC - ACTIVE LCC AS A PASS-THROUGH (COMPENSATION) ONLY - NOT OFFERING SERVICES.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-01-30
S63	Uniform Securities Agent State Law Examination	1998-03-02

S66 Uniform Combined State Law Examination

2017-01-30
S63 Uniform Securities Agent State Law Examination

1998-03-02

Other Names

Brian P Ellis
Brian P Ellis

View on SEC IAPD