Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-06-29
  • MN RA
    APPROVED
    Since 2023-06-29

Branch Locations

3255 Fernbrook Lane North, Ste 201, Plymouth, MN 55447 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Michael A. Litch, Ltd Plymouth MN 06/1994 Present
Litch Financial Plymouth MN 10/2009 Present
National Planning Corporation El Segundo CA 04/2016 10/2017
Voya Financial Advisors, Inc. Plymouth MN 10/2017 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 06/1994 → Present
    Michael A. Litch, Ltd
    Plymouth, MN
  • 10/2009 → Present
    Litch Financial
    Plymouth, MN
  • 04/2016 → 10/2017
    National Planning Corporation
    El Segundo, CA
  • 10/2017 → 06/2021
    Plymouth, MN
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

NAME OF ENTITY:Michael A. Litch, Ltd; No; 3225 FERNBROOK LANE NORTH; PLYMOUTH; MN; 55447; Certified public accounting; CPA; 6/1/1994; 100; 80; accounting, consulting and tax related services|NAME OF ENTITY:LITCH FINANCIAL; Yes; 3225 FERNBROOK LANE NORTH STE 201; PLYMOUTH; MN; 55447; FINANCIAL SERVICES/DBA; OWNER/FINANCIAL ADVISOR; 2/11/2014; 100; 100; SALE OF INSURANCE,SECURITIES AND INVESTMENT PRODUCTS|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 3255 FERNBROOK LANE NORTH STE 201; PLYMOUTH; MN; 55447; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 2/11/2014; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-04-24
  • S66 Uniform Combined State Law Examination
    1998-04-24

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Plymouth, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor