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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-24 |
| TX | RA | APPROVED_RES | 2025-02-24 |
Branch Locations
2535 Townsgate Rd Suite 306, Westlake Village, CA 91361 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Westlake Village | CA | 11/2012 | 02/2025 |
| Lpl Financial Llc | Westlake Village | CA | 02/2025 | Present |
1. 12/19/2024- LJRL, INC- Business Entity For Tax/Investment Purposes Only- Thousand Oaks, CA 91361- Non Inv Rel- 1 Hr Per Mnth- 1 Hr During Trading- Start Date 11/20/2024 2. 12/19/2024- Townsgate Wealth Management- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-14 |
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