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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-07-31
TX RA APPROVED 2018-07-31
  • CA RA
    APPROVED
    Since 2018-07-31
  • TX RA
    APPROVED
    Since 2018-07-31

Branch Locations

41923 2Nd St Ste 403, Temecula, CA 92590 • United States

Murrieta, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Temecula CA 12/2014 11/2016
Wells Fargo Clearing Services, Llc Temecula CA 11/2016 07/2018
Ameriprise Financial Services, Inc. Temecula CA 07/2018 03/2020
Ameriprise Financial Service, Llc Temecula CA 07/2018 Present
  • 12/2014 → 11/2016
    Wells Fargo Advisors Llc
    Temecula, CA
  • 11/2016 → 07/2018
    Temecula, CA
  • 07/2018 → 03/2020
    Ameriprise Financial Services, Inc.
    Temecula, CA
  • 07/2018 → Present
    Ameriprise Financial Service, Llc
    Temecula, CA
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 8340 Stonebridge Way, Tyler, TX, ,; Not Investment-Related; 07/15/2006 / Single Family; 2456 W 500 S (Nature View Dr), , Cedar City, UT, 84720; Not Investment-Related; 02/15/2020 / Single Family; 2875 W Cody Dr #20, , Cedar City, UT, 84720; Not Investment-Related; 12/01/2022. Outside Employment; Notary Public; Notary Public ; Notary Public - Notarizing documents off site not always Ameriprise documents, not for a fee. ; 42784 Trail Blaze Pass, , Murrieta, CA, 92562; Not Investment-Related; 06/07/2010; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-16
  • S66 Uniform Combined State Law Examination
    2009-04-16
Other Names
  • Pai-Ying Cha
  • Amy Pai Cha
  • Amy Cha Irvine
  • Amy Pai Cha
  • Pai-Ying Pai ^ Cha
  • Amy C Irvine

View on SEC IAPD

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