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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-24
MA RA APPROVED 2015-01-29
  • TX RA
    APPROVED_RES
    Since 2026-03-24
  • MA RA
    APPROVED
    Since 2015-01-29

Branch Locations

1 Harris Street, Newburyport, MA 01950 • United States

Marblehead, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 01/2015 Present
Other Businesses

1. FIXED INSURANCE SALES; CONDCUTED AT BRANCH; INVESTMENT RELATED 2. PORT CAPITAL MANAGEMENT INC; OWNER; SECURITIES OPERATING COMPANY; CONDUCTED AT BRANCH; INVESTMENT RELATED. 3. PORT CAPITAL LLC: REAL ESTATE HOLDING COMPANY; CONDUCTED AT BRANCH; NOT INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-03-24
  • S66 Uniform Combined State Law Examination
    1998-03-24

View on SEC IAPD

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