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Principal Securities, Inc. CRD 1137
$17.0B regulatory AUM 1,717 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-29 |
Branch Locations
Delray Beach, FL • United States
703 Waterford Way Ste 190, Miami, FL 33126 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Zigs Media | Delray Beach | FL | 03/2019 | 12/2021 |
| Massachusetts Mutual Life Insurance Co | Fort Lauderdale | FL | 10/2014 | 06/2018 |
| Mml Investors Services, Llc | Fort Lauderdale | FL | 01/2015 | 06/2018 |
| Prudential Insurance Company Of America | Boca Raton | FL | 06/2018 | 10/2022 |
| Pruco Securities, Llc. | Boca Raton | FL | 06/2018 | 10/2022 |
| Massmutual Life Insurance Co. | Delray Beach | FL | 10/2022 | 12/2024 |
| Mml Investors Services | Delray Beach | FL | 10/2022 | 12/2024 |
| Principal Life Insurance Co | Delray Beach | FL | 12/2024 | Present |
| Principal Securities | Delray Beach | FL | 12/2024 | Present |
**INSURANCE (PPN) POSITION: Financial Advisor NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/03/2025 ADDRESS: 7965 Villa D Este Way, Delray Beach FL 33446, United States DESCRIPTION: PPN Business. **VALUE REACTOR, LLC POSITION: Partner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 01/06/2024 ADDRESS: 7965 Villa D Este Way, Delray Beach FL 33446, United States DESCRIPTION: Affiliate Marketing company. Our customers are adverting & affiliate networks. We perform lead generation and get paid on a "cost per lead" basis. Effectively it's performance-based marketing.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 2015-02-20 |
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