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Allan Brett Zucker

Principal Securities, Inc.

Delray Beach, FL

Miami, FL

CRD 3004384

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Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-29
  • FL RA
    APPROVED
    Since 2025-01-29

Branch Locations

Delray Beach, FL • United States

703 Waterford Way Ste 190, Miami, FL 33126 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Zigs Media Delray Beach FL 03/2019 12/2021
Massachusetts Mutual Life Insurance Co Fort Lauderdale FL 10/2014 06/2018
Mml Investors Services, Llc Fort Lauderdale FL 01/2015 06/2018
Prudential Insurance Company Of America Boca Raton FL 06/2018 10/2022
Pruco Securities, Llc. Boca Raton FL 06/2018 10/2022
Massmutual Life Insurance Co. Delray Beach FL 10/2022 12/2024
Mml Investors Services Delray Beach FL 10/2022 12/2024
Principal Life Insurance Co Delray Beach FL 12/2024 Present
Principal Securities Delray Beach FL 12/2024 Present
  • 03/2019 → 12/2021
    Zigs Media
    Delray Beach, FL
  • 10/2014 → 06/2018
    Massachusetts Mutual Life Insurance Co
    Fort Lauderdale, FL
  • 01/2015 → 06/2018
    Fort Lauderdale, FL
  • 06/2018 → 10/2022
    Prudential Insurance Company Of America
    Boca Raton, FL
  • 06/2018 → 10/2022
    Boca Raton, FL
  • 10/2022 → 12/2024
    Massmutual Life Insurance Co.
    Delray Beach, FL
  • 10/2022 → 12/2024
    Mml Investors Services
    Delray Beach, FL
  • 12/2024 → Present
    Principal Life Insurance Co
    Delray Beach, FL
  • 12/2024 → Present
    Principal Securities
    Delray Beach, FL
Previous Registrations
Other Businesses

**INSURANCE (PPN) POSITION: Financial Advisor NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/03/2025 ADDRESS: 7965 Villa D Este Way, Delray Beach FL 33446, United States DESCRIPTION: PPN Business. **VALUE REACTOR, LLC POSITION: Partner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 01/06/2024 ADDRESS: 7965 Villa D Este Way, Delray Beach FL 33446, United States DESCRIPTION: Affiliate Marketing company. Our customers are adverting & affiliate networks. We perform lead generation and get paid on a "cost per lead" basis. Effectively it's performance-based marketing.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-04-14
S63 Uniform Securities Agent State Law Examination 2015-02-20
  • S65 Uniform Investment Adviser Law Examination
    2015-04-14
  • S63 Uniform Securities Agent State Law Examination
    2015-02-20
Other Names
  • Allan Brett Zucker
  • Allan B Zucker

View on SEC IAPD

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