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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-11-01
  • PA RA
    APPROVED
    Since 2021-11-01

Branch Locations

858 Camp Street, New Orleans, LA 70130 • United States

1251 Waterfront Place Suite 510, Pittsburg, PA 15222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mid Atlantic Capital Corporation Pittsburgh PA 05/2008 Present
Newedge Advisors Llc New Orleans LA 11/2021 Present
  • 05/2008 → Present
    Mid Atlantic Capital Corporation
    Pittsburgh, PA
  • 11/2021 → Present
    Newedge Advisors Llc
    New Orleans, LA
Previous Registrations
  • 2008-06-02 → 2021-11-01
    Mid Atlantic Financial Management, Inc.
    Pittsburgh, PA
  • 2004-01-06 → 2008-05-30
    Pittsburgh, PA
    Pittsburgh, PA
  • 2003-06-06 → 2004-01-06
    J.J.B. Hilliard, W.L. Lyons, Llc
    Pittsburgh, PA
Other Businesses

1. NewEdge Advisors* Yes Invest* 11/1/21* Stamford, CT* IAR*Registered Investment Representative*Compliance*1 Hr Trade/0 Hr Non-trade*Compliance officer

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-05-01
S63 Uniform Securities Agent State Law Examination 1998-03-02
  • S65 Uniform Investment Adviser Law Examination
    2003-05-01
  • S63 Uniform Securities Agent State Law Examination
    1998-03-02
Other Names
  • Bill Jenkins

View on SEC IAPD

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