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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-09-21
  • IL RA
    APPROVED
    Since 2021-09-21

Branch Locations

2655 Warrenville Rd Ste 175, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Wheaton IL 11/2015 01/2019
Jp Morgan Securities Llc Wheaton IL 11/2015 01/2019
Corepower Yoga Glen Ellyn IL 02/2017 01/2019
Fifth Third Bank Wheaton IL 01/2019 02/2020
Fifth Third Securities Wheaton IL 01/2019 02/2020
Afin Family Wealth Management Oakbrook IL 03/2020 09/2021
Cetera Investment Services Llc St Cloud MN 03/2020 09/2021
Cetera Investment Advisers Llc Oakbrook IL 03/2020 09/2021
Lpl Financial Llc Downers Grove IL 09/2021 Present
  • 11/2015 → 01/2019
    Jpmorgan Chase Bank
    Wheaton, IL
  • 11/2015 → 01/2019
    Jp Morgan Securities Llc
    Wheaton, IL
  • 02/2017 → 01/2019
    Corepower Yoga
    Glen Ellyn, IL
  • 01/2019 → 02/2020
    Fifth Third Bank
    Wheaton, IL
  • 01/2019 → 02/2020
    Fifth Third Securities
    Wheaton, IL
  • 03/2020 → 09/2021
    Afin Family Wealth Management
    Oakbrook, IL
  • 03/2020 → 09/2021
    Cetera Investment Services Llc
    St Cloud, MN
  • 03/2020 → 09/2021
    Oakbrook, IL
  • 09/2021 → Present
    Downers Grove, IL
Previous Registrations
Other Businesses

1) 9/17/2021- Professional Wealth Advisors - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Inv Related - 0 Hrs/Mth - 0 Hrs During Trading. 2) 9/17/2021 - PWA - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 3) 01/30/2024 - Partnerland LLC - Business Entity For Tax/Investment Purposes Only - Not investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 120 Hours Per Month/ 8 Hours During Trading 4) 06/12/2025 - Genesis Wealth LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date: 07/01/2025 - 160 Hrs/Mth - 6 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-03-16
S63 Uniform Securities Agent State Law Examination 2016-01-15
  • S65 Uniform Investment Adviser Law Examination
    2019-03-16
  • S63 Uniform Securities Agent State Law Examination
    2016-01-15
Other Names
  • Paula Lynn Brammer
  • Paula Lynn Sheffield

View on SEC IAPD

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