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525 Tyler Rd Suite T, St. Charles, IL 60174 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-24 |
| FL | RA | APPROVED | 2023-12-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Sarasota | FL | 09/2015 | Present |
| Capital Point Financial Group, Ltd. | Glenview | IL | 04/2016 | 12/2023 |
| Total Clarity Wealth Management, Inc. | St. Charles | IL | 12/2023 | Present |
1. 01/30/2024 - Total Clarity Wealth Management, Inc. - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 12/18/2023 - 160 Hours Per Month/ 150 Hours During Trading - I provide investment advisory services through Total Clarity Wealth Management, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 02/09/2024 - Total Clarity Wealth Management, Inc. - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 12/18/2023 - 200 Hrs/mo; 160 Hrs During Trading. 3. 03/21/2024 - Fountain SRQ, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 03/18/2024 - 160 Hours Per Month/ 6 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-17 |
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