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Current Employers
Total Clarity Wealth Management, Inc

525 Tyler Rd Suite T, St. Charles, IL 60174 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-24
FL RA APPROVED 2023-12-20
  • TX RA
    APPROVED
    Since 2024-01-24
  • FL RA
    APPROVED
    Since 2023-12-20

Branch Locations

525 Tyler Rd Suite T, St. Charles, IL 60174 • United States

Sarasota, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Sarasota FL 09/2015 Present
Capital Point Financial Group, Ltd. Glenview IL 04/2016 12/2023
Total Clarity Wealth Management, Inc. St. Charles IL 12/2023 Present
  • 09/2015 → Present
    Lpl Financial Llc
    Sarasota, FL
  • 04/2016 → 12/2023
    Capital Point Financial Group, Ltd.
    Glenview, IL
  • 12/2023 → Present
    St. Charles, IL
Previous Registrations
  • 2016-06-17 → 2024-01-08
    Capital Point Financial Group, Ltd.
    Glenview, IL
    Sarasota, FL
  • 2015-10-27 → 2016-07-01
    Gaines Financial Group
    Sarasota, FL
    Boca Raton, FL
  • 2009-10-05 → 2015-10-06
    Sarasota, FL
  • 2007-07-03 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Sarasota, FL
    Sarasota, FL
    Orlando, FL
    Davie, FL
    Alachua, FL
    Tallahasee, FL
Other Businesses

1. 01/30/2024 - Total Clarity Wealth Management, Inc. - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 12/18/2023 - 160 Hours Per Month/ 150 Hours During Trading - I provide investment advisory services through Total Clarity Wealth Management, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 02/09/2024 - Total Clarity Wealth Management, Inc. - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 12/18/2023 - 200 Hrs/mo; 160 Hrs During Trading. 3. 03/21/2024 - Fountain SRQ, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 03/18/2024 - 160 Hours Per Month/ 6 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-06-28
S63 Uniform Securities Agent State Law Examination 1998-03-17
  • S65 Uniform Investment Adviser Law Examination
    2007-06-28
  • S63 Uniform Securities Agent State Law Examination
    1998-03-17
Designations

View on SEC IAPD

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