Best Investors Account Sign in
Inactive

Heidi Leann Rose

Carnegie Investment Counsel

Pepper Pike, OH

Cincinnati, OH

Claim This Profile
Current Employers
Carnegie Investment Counsel

30300 Chagrin Boulevard, Pepper Pike, OH 44124-5725 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2013-11-19
OH RA APPROVED 2013-06-03
  • KY RA
    APPROVED
    Since 2013-11-19
  • OH RA
    APPROVED
    Since 2013-06-03

Branch Locations

30300 Chagrin Boulevard, Pepper Pike, OH 44124-5725 • United States

2142 Alpine Place, Cincinnati, OH 45206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carnegie Investment Counsel Cincinnati OH 05/2013 05/2024
Carnegie Investment Counsel Cincinnati OH 05/2024 Present
Previous Registrations
  • 2012-04-10 → 2013-05-15
    The Alpine Financial Group
    Cincinnati, OH
Other Businesses

RESIDENTIAL RENTAL PROPERTY OWNER; NOT INVESTMENT RELATED; < ONE HOUR PER MONTH; START DATE: 08/1998; ADDRESS: 322 GRANDVIEW AVE, BELLEVUE, KY 41073

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-02-25
  • S63 Uniform Securities Agent State Law Examination
    1998-02-25
Other Names
  • Heidi Leann Simpson
  • Heidi Leann Lawson
  • Heidi Leann Lawson

View on SEC IAPD

Other Firms

NIRVANA ANALYTICS, LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
UBS FINANCIAL SERVICES INC.
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ELIZABETH PARK CAPITAL MANAGEMENT, LTD
VIRTERA PARTNERS LLC
PNC WEALTH MANAGEMENT LLC

Other Investors

JAMES BURNER CREW
Ridwan Kolade Umar
Pierson Joseph Wagner
THOMAS JOSEPH O'NEIL
James Marshall Steinmetz
SCOT GILBERT SINKLER
BARRY LEWIS COHN
THOMAS LEE UDELSON

Other Offices

NIRVANA ANALYTICS, LLC · PEPPER PIKE, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PEPPER PIKE, OH
UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH
WELLS FARGO CLEARING SERVICES, LLC · PEPPER PIKE, OH
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CLEVELAND, OH
UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH
ELIZABETH PARK CAPITAL MANAGEMENT, LTD · PEPPER PIKE, OH
VIRTERA PARTNERS LLC · PEPPER PIKE, OH

More in Pepper Pike, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor