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Heidi Leann Rose

Carnegie Investment Counsel

Pepper Pike, OH

Cincinnati, OH

CRD 3003909

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Employer firm

Carnegie Investment Counsel CRD 150488

$7.51B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • COMMENTARIES AND BLOGPOSTS

From the firm’s Form ADV. Read the guides:

Current Employers
Carnegie Investment Counsel

30300 Chagrin Boulevard, Pepper Pike, OH 44124-5725 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2013-11-19
OH RA APPROVED 2013-06-03
  • KY RA
    APPROVED
    Since 2013-11-19
  • OH RA
    APPROVED
    Since 2013-06-03

Branch Locations

30300 Chagrin Boulevard, Pepper Pike, OH 44124-5725 • United States

2142 Alpine Place, Cincinnati, OH 45206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carnegie Investment Counsel Cincinnati OH 05/2013 05/2024
Carnegie Investment Counsel Cincinnati OH 05/2024 Present
Previous Registrations
  • 2012-04-10 → 2013-05-15
    The Alpine Financial Group
    Cincinnati, OH
Other Businesses

RESIDENTIAL RENTAL PROPERTY OWNER; NOT INVESTMENT RELATED; < ONE HOUR PER MONTH; START DATE: 08/1998; ADDRESS: 322 GRANDVIEW AVE, BELLEVUE, KY 41073

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-02-25
  • S63 Uniform Securities Agent State Law Examination
    1998-02-25
Other Names
  • Heidi Leann Simpson
  • Heidi Leann Lawson
  • Heidi Leann Lawson

View on SEC IAPD

Nearby Firms

NIRVANA ANALYTICS, LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
UBS FINANCIAL SERVICES INC.

Nearby Investors

JAMES BURNER CREW
Ridwan Kolade Umar
Pierson Joseph Wagner

Nearby Offices

NIRVANA ANALYTICS, LLC · PEPPER PIKE, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PEPPER PIKE, OH
UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH

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