Steven George Rothschild

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2005 → 01/2018
  Securities America, Inc
  Atlanta, GA
• 11/2000 → 12/2017
  Rrb Business Services Llc
  Atlanta, GA
• 08/2005 → 01/2018
  Securities America Advisors Inc.
  Atlanta, GA
• 11/2000 → 12/2017
  Rrb Financial Business Services Llc
  Atlanta, GA
• 01/2019 → 06/2024
  Securities America, Inc.
  Marietta, GA
• 01/2019 → 06/2024
  Securities America Advisors
  Marietta, GA
• 01/2018 → 02/2018
  Rollins Van Lear
  Atlanta, GA
• 03/2018 → 12/2018
  Rothschild And Associates
  Atlanta, GA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Marietta, GA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Marietta, GA

Previous Registrations

• 2019-02-01 → 2024-06-14
  Securities America Advisors, Inc.
  Marietta, GA
• 2005-08-05 → 2018-01-18
  Securities America Advisors, Inc.
  Atlanta, GA

Other Businesses

**SAA Position: advisor Nature: Advisory Investment Related: Yes Hours: 10 Securities Trading Hours: 10 Start Date: 12/20/2018 Address: 706 Dunbar Drive, Dunwoody GA 30338 **STEVE ROTHSCHILD POSITION: representative NATURE: Insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 02/21/2019 ADDRESS: 5555 Glenridge Connector, # 200, Atlanta GA 30342 DESCRIPTION: sales **ROTHSCHILD AND ASSOICATES POSITION: Owner CPA NATURE: accounting and tax preparation INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 08/17/1987 ADDRESS: 5555 Glenridge Connector, #200, Atlanta GA 30342 DESCRIPTION: CPA performing tax preparation, financial statement preparation, and accounting

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-05-06
• S63 Uniform Securities Agent State Law Examination
  1998-02-10

Designations

• Certified Financial Planner