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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-12-11 |
| CA | RA | APPROVED | 2005-09-09 |
Branch Locations
Long Beach, CA • United States
2575 East Camelback Road Suite 900, Phoenix, AZ 85016 • United States
Paradise Valley, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Phoenix | AZ | 09/2005 | Present |
1) NAME OF OTHER BUSINESS: Nancy Howell Age Weighted Profit Sharing - INVESTMENT RELATED?: Yes - ADDRESS:3404 Gurnard Ave, San Pedro, CA 90703, US - NATURE OF THE BUSINESS:Retirement Account - POSITION: Successor Trustee on my Mother's account - incase she dies - DUTIES:Successor Trustee on my Mother's account - incase she dies - START DATE:12/14/2020 - HOURS DEVOTED TO BUSINESS: n/a
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-02-08 |
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