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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-08-21 |
| TX | RA | APPROVED_RES | 2016-10-31 |
| IN | RA | APPROVED | 2000-05-03 |
| WI | RA | APPROVED | 1998-11-24 |
Branch Locations
1700 Silverbrook Drive; Second Floor, West Bend, WI 53095 • United States
Grafton, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. Incorporated | Waukesha | WI | 01/1998 | Present |
Name/Address: Cedarburg Baseball Inc PO Box 421 Cedarburg WI 53012 Start date: 7/15/19 Hours spent: 0-3 hours/month Hours spent during trading Hours: Zero Role/Responsibility: President of organization with check writing abilities. Not Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-07 |
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